Sen. Omar Aquino

Filed: 4/30/2026

 

 


 

 


 
10400HB4757sam001LRB104 20222 SPS 36989 a

1
AMENDMENT TO HOUSE BILL 4757

2    AMENDMENT NO. ______. Amend House Bill 4757 by replacing
3everything after the enacting clause with the following:
 
4    "Section 5. The Illinois Health Facilities Planning Act is
5amended by changing Sections 2, 3, 4, 4.2, 5, 6, 6.2, 8.5, 8.7,
610, 11, 12, 12.2, and 13 as follows:
 
7    (20 ILCS 3960/2)  (from Ch. 111 1/2, par. 1152)
8    (Section scheduled to be repealed on December 31, 2029)
9    Sec. 2. Purpose of the Act. This Act shall establish a
10procedure (1) which requires a person establishing,
11constructing or modifying a health care facility, as herein
12defined, to have the qualifications, background, character and
13financial resources to adequately provide a proper service for
14the community; (2) that promotes the orderly and economic
15development of health care facilities in the State of Illinois
16that avoids unnecessary duplication of such facilities; and

 

 

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1(3) that promotes planning for and development of health care
2facilities needed for comprehensive health care especially in
3areas where the health planning process has identified unmet
4needs.
5    The changes made to this Act by this amendatory Act of the
696th General Assembly are intended to accomplish the following
7objectives: to improve the financial ability of the public to
8obtain necessary health services; to establish an orderly and
9comprehensive health care delivery system that will guarantee
10the availability of quality health care to the general public;
11to maintain and improve the provision of essential health care
12services and increase the accessibility of those services to
13the medically underserved and indigent; to assure that the
14reduction and closure of health care services or facilities is
15performed in an orderly and timely manner, and that these
16actions are deemed to be in the best interests of the public;
17and to assess the financial burden to patients caused by
18unnecessary health care construction and modification.
19Evidence-based assessments, projections and decisions will be
20applied regarding capacity, quality, value and equity in the
21delivery of health care services in Illinois. The integrity of
22the Certificate of Need Permit and Certificate of Exemption
23processes are process is ensured through ethical practices and
24effective communication revised ethics and communications
25procedures. Cost containment and support for safety net
26services must continue to be central tenets of the Certificate

 

 

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1of Need Permit and Certificate of Exemption processes process.
2(Source: P.A. 99-527, eff. 1-1-17.)
 
3    (20 ILCS 3960/3)  (from Ch. 111 1/2, par. 1153)
4    (Section scheduled to be repealed on December 31, 2029)
5    Sec. 3. Definitions. As used in this Act:
6    "Certificate of need" or "permit" means the authorization
7for a health care facility to conduct activities or
8transactions that require Board approval under this Act,
9including constructing or modifying the health care facility
10and acquiring major medical equipment.
11    "Certificate of exemption" or "exemption" means the
12authorization for a health care facility to conduct activities
13or transactions that are exempt from the permitting
14requirements under this Act, including changes of ownership,
15discontinuation of a single category of service, and the
16establishment or expansion of a neonatal intensive care
17service or the addition of beds.
18    "Health care facilities" means and includes the following
19facilities, organizations, and related persons:
20        (1) An ambulatory surgical treatment center required
21    to be licensed pursuant to the Ambulatory Surgical
22    Treatment Center Act.
23        (2) An institution, place, building, or agency
24    required to be licensed pursuant to the Hospital Licensing
25    Act.

 

 

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1        (3) Skilled and intermediate long term care facilities
2    licensed under the Nursing Home Care Act.
3            (A) If a demonstration project under the Nursing
4        Home Care Act applies for a certificate of need to
5        convert to a nursing facility, it shall meet the
6        licensure and certificate of need requirements in
7        effect as of the date of application.
8            (B) Except as provided in item (A) of this
9        subsection, this Act does not apply to facilities
10        granted waivers under Section 3-102.2 of the Nursing
11        Home Care Act.
12        (3.5) Skilled and intermediate care facilities
13    licensed under the ID/DD Community Care Act or the MC/DD
14    Act. No permit or exemption is required for a facility
15    licensed under the ID/DD Community Care Act or the MC/DD
16    Act prior to the reduction of the number of beds at a
17    facility. If there is a total reduction of beds at a
18    facility licensed under the ID/DD Community Care Act or
19    the MC/DD Act, this is a discontinuation or closure of the
20    facility. If a facility licensed under the ID/DD Community
21    Care Act or the MC/DD Act reduces the number of beds or
22    discontinues the facility, that facility must notify the
23    Board as provided in Section 14.1 of this Act.
24        (3.7) Facilities licensed under the Specialized Mental
25    Health Rehabilitation Act of 2013.
26        (4) Hospitals, nursing homes, ambulatory surgical

 

 

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1    treatment centers, or kidney disease treatment centers
2    maintained by the State or any department or agency
3    thereof.
4        (5) Kidney disease treatment centers, including a
5    free-standing hemodialysis unit required to meet the
6    requirements of 42 CFR 494 in order to be certified for
7    participation in Medicare and Medicaid under Titles XVIII
8    and XIX of the federal Social Security Act.
9            (A) This Act does not apply to a dialysis facility
10        that provides only dialysis training, support, and
11        related services to individuals with end stage renal
12        disease who have elected to receive home dialysis.
13            (B) This Act does not apply to a dialysis unit
14        located in a licensed nursing home that offers or
15        provides dialysis-related services to residents with
16        end stage renal disease who have elected to receive
17        home dialysis within the nursing home.
18            (C) The Board, however, may require dialysis
19        facilities and licensed nursing homes under items (A)
20        and (B) of this subsection to report statistical
21        information on a quarterly basis to the Board to be
22        used by the Board to conduct analyses on the need for
23        proposed kidney disease treatment centers.
24        (6) An institution, place, building, or room used for
25    the performance of outpatient surgical procedures that is
26    leased, owned, or operated by or on behalf of an

 

 

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1    out-of-state facility.
2        (7) An institution, place, building, or room used for
3    provision of a health care category of service, including,
4    but not limited to, cardiac catheterization and open heart
5    surgery.
6        (8) An institution, place, building, or room housing
7    major medical equipment used in the direct clinical
8    diagnosis or treatment of patients, and whose project cost
9    is in excess of the capital expenditure minimum.
10    "Health care facilities" does not include the following
11entities or facility transactions:
12        (1) Federally-owned facilities.
13        (2) Facilities used solely for healing by prayer or
14    spiritual means.
15        (3) An existing facility located on any campus
16    facility as defined in Section 5-5.8b of the Illinois
17    Public Aid Code, provided that the campus facility
18    encompasses 30 or more contiguous acres and that the new
19    or renovated facility is intended for use by a licensed
20    residential facility.
21        (4) Facilities licensed under the Supportive
22    Residences Licensing Act or the Assisted Living and Shared
23    Housing Act.
24        (5) Facilities designated as supportive living
25    facilities that are in good standing with the program
26    established under Section 5-5.01a of the Illinois Public

 

 

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1    Aid Code.
2        (6) Facilities established and operating under the
3    Alternative Health Care Delivery Act as a children's
4    community-based health care center alternative health care
5    model demonstration program or as an Alzheimer's Disease
6    Management Center alternative health care model
7    demonstration program.
8        (7) The closure of an entity or a portion of an entity
9    licensed under the Nursing Home Care Act, the Specialized
10    Mental Health Rehabilitation Act of 2013, the ID/DD
11    Community Care Act, or the MC/DD Act, with the exception
12    of facilities operated by a county or Illinois Veterans
13    Homes, that elect to convert, in whole or in part, to an
14    assisted living or shared housing establishment licensed
15    under the Assisted Living and Shared Housing Act and with
16    the exception of a facility licensed under the Specialized
17    Mental Health Rehabilitation Act of 2013 in connection
18    with a proposal to close a facility and re-establish the
19    facility in another location.
20        (8) Any change of ownership of a health care facility
21    that is licensed under the Nursing Home Care Act, the
22    Specialized Mental Health Rehabilitation Act of 2013, the
23    ID/DD Community Care Act, or the MC/DD Act, with the
24    exception of facilities operated by a county or Illinois
25    Veterans Homes. Changes of ownership of facilities
26    licensed under the Nursing Home Care Act must meet the

 

 

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1    requirements set forth in Sections 3-101 through 3-119 of
2    the Nursing Home Care Act.
3        (9) (Blank).
4    With the exception of those health care facilities
5specifically included in this Section, nothing in this Act
6shall be intended to include facilities operated as a part of
7the practice of a physician or other licensed health care
8professional, whether practicing in his individual capacity or
9within the legal structure of any partnership, medical or
10professional corporation, or unincorporated medical or
11professional group. Further, this Act shall not apply to
12physicians or other licensed health care professional's
13practices where such practices are carried out in a portion of
14a health care facility under contract with such health care
15facility by a physician or by other licensed health care
16professionals, whether practicing in his individual capacity
17or within the legal structure of any partnership, medical or
18professional corporation, or unincorporated medical or
19professional groups, unless the entity constructs, modifies,
20or establishes a health care facility as specifically defined
21in this Section. This Act shall apply to construction or
22modification and to establishment by such health care facility
23of such contracted portion which is subject to facility
24licensing requirements, irrespective of the party responsible
25for such action or attendant financial obligation.
26    "Person" means any one or more natural persons, legal

 

 

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1entities, governmental bodies other than federal, or any
2combination thereof.
3    "Consumer" means any person other than a person (a) whose
4major occupation currently involves or whose official capacity
5within the last 12 months has involved the providing,
6administering or financing of any type of health care
7facility, (b) who is engaged in health research or the
8teaching of health, (c) who has a material financial interest
9in any activity which involves the providing, administering or
10financing of any type of health care facility, or (d) who is or
11ever has been a member of the immediate family of the person
12defined by item (a), (b), or (c).
13    "State Board" or "Board" means the Health Facilities and
14Services Review Board.
15    "Construction or modification" means the establishment,
16erection, building, alteration, reconstruction,
17modernization, improvement, extension, discontinuation,
18change of ownership, of or by a health care facility, or the
19purchase or acquisition by or through a health care facility
20of equipment or service for diagnostic or therapeutic purposes
21or for facility administration or operation, or any capital
22expenditure made by or on behalf of a health care facility
23which exceeds the capital expenditure minimum; however, any
24capital expenditure made by or on behalf of a health care
25facility for (i) the construction or modification of a
26facility licensed under the Assisted Living and Shared Housing

 

 

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1Act or (ii) a conversion project undertaken in accordance with
2Section 30 of the Older Adult Services Act shall be excluded
3from any obligations under this Act.
4    "Discontinuation" means to, on a voluntary or involuntary
5basis, cease the operation of a health care facility or
6discontinue a category of service.
7    "Establish" means the construction of a health care
8facility or the replacement of an existing health care
9facility on another site or the initiation of a category of
10service.
11    "Major medical equipment" means medical equipment which is
12used for the provision of medical and other health services
13and which costs in excess of the capital expenditure minimum,
14except that such term does not include medical equipment
15acquired by or on behalf of a clinical laboratory to provide
16clinical laboratory services if the clinical laboratory is
17independent of a physician's office and a hospital and it has
18been determined under Title XVIII of the Social Security Act
19to meet the requirements of paragraphs (10) and (11) of
20Section 1861(s) of such Act. In determining whether medical
21equipment has a value in excess of the capital expenditure
22minimum, the value of studies, surveys, designs, plans,
23working drawings, specifications, and other activities
24essential to the acquisition of such equipment shall be
25included.
26    "Capital expenditure" means an expenditure: (A) made by or

 

 

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1on behalf of a health care facility (as such a facility is
2defined in this Act); and (B) which under generally accepted
3accounting principles is not properly chargeable as an expense
4of operation and maintenance, or is made to obtain by lease or
5comparable arrangement any facility or part thereof or any
6equipment for a facility or part; and which exceeds the
7capital expenditure minimum.
8    For the purpose of this paragraph, the cost of any
9studies, surveys, designs, plans, working drawings,
10specifications, and other activities essential to the
11acquisition, improvement, expansion, or replacement of any
12plant or equipment with respect to which an expenditure is
13made shall be included in determining if such expenditure
14exceeds the capital expenditures minimum. Unless otherwise
15interdependent, or submitted as one project by the applicant,
16components of construction or modification undertaken by means
17of a single construction contract or financed through the
18issuance of a single debt instrument shall not be grouped
19together as one project. Donations of equipment or facilities
20to a health care facility which if acquired directly by such
21facility would be subject to review under this Act shall be
22considered capital expenditures, and a transfer of equipment
23or facilities for less than fair market value shall be
24considered a capital expenditure for purposes of this Act if a
25transfer of the equipment or facilities at fair market value
26would be subject to review.

 

 

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1    "Capital expenditure minimum" means $11,500,000 for
2projects by hospital applicants, $6,500,000 for applicants for
3projects related to skilled and intermediate care long-term
4care facilities licensed under the Nursing Home Care Act, and
5$3,000,000 for projects by all other applicants, which shall
6be annually adjusted to reflect the increase in construction
7costs due to inflation, for major medical equipment and for
8all other capital expenditures.
9    "Financial commitment" means the commitment of at least
1033% of total funds assigned to cover total project cost, which
11occurs by the actual expenditure of 33% or more of the total
12project cost or the commitment to expend 33% or more of the
13total project cost by signed contracts or other legal means.
14    "Non-clinical service area" means an area (i) for the
15benefit of the patients, visitors, staff, or employees of a
16health care facility and (ii) not directly related to the
17diagnosis, treatment, or rehabilitation of persons receiving
18services from the health care facility. "Non-clinical service
19areas" include, but are not limited to, chapels; gift shops;
20news stands; computer systems; tunnels, walkways, and
21elevators; telephone systems; projects to comply with life
22safety codes; educational facilities; components in a patient
23care unit used as educational space, consultation and
24touchdown rooms, and on-call rooms; student housing; patient,
25employee, staff, and visitor dining areas; administration and
26volunteer offices; modernization of structural components

 

 

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1(such as roof replacement and masonry work); boiler repair or
2replacement; vehicle maintenance and storage facilities;
3parking facilities; mechanical systems for heating,
4ventilation, and air conditioning; loading docks; and repair
5or replacement of carpeting, tile, wall coverings, window
6coverings or treatments, or furniture. "Non-clinical service
7area" does not include health and fitness centers, areas in a
8patient care unit, or areas that are required by Department
9licensing standards, including life safety code regulations,
10such as hallways and other interdependent components to a
11clinical area.
12    "Areawide" means a major area of the State delineated on a
13geographic, demographic, and functional basis for health
14planning and for health service and having within it one or
15more local areas for health planning and health service. The
16term "region", as contrasted with the term "subregion", and
17the word "area" may be used synonymously with the term
18"areawide".
19    "Local" means a subarea of a delineated major area that on
20a geographic, demographic, and functional basis may be
21considered to be part of such major area. The term "subregion"
22may be used synonymously with the term "local".
23    "Physician" means a person licensed to practice in
24accordance with the Medical Practice Act of 1987, as amended.
25    "Licensed health care professional" means a person
26licensed to practice a health profession under pertinent

 

 

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1licensing statutes of the State of Illinois.
2    "Director" means the Director of the Illinois Department
3of Public Health.
4    "Agency" or "Department" means the Illinois Department of
5Public Health.
6    "Alternative health care model" means a facility or
7program authorized under the Alternative Health Care Delivery
8Act.
9    "Out-of-state facility" means a person that is both (i)
10licensed as a hospital or as an ambulatory surgery center
11under the laws of another state or that qualifies as a hospital
12or an ambulatory surgery center under regulations adopted
13pursuant to the Social Security Act and (ii) not licensed
14under the Ambulatory Surgical Treatment Center Act, the
15Hospital Licensing Act, or the Nursing Home Care Act.
16Affiliates of out-of-state facilities shall be considered
17out-of-state facilities. Affiliates of Illinois licensed
18health care facilities 100% owned by an Illinois licensed
19health care facility, its parent, or Illinois physicians
20licensed to practice medicine in all its branches shall not be
21considered out-of-state facilities. Nothing in this definition
22shall be construed to include an office or any part of an
23office of a physician licensed to practice medicine in all its
24branches in Illinois that is not required to be licensed under
25the Ambulatory Surgical Treatment Center Act.
26    "Change of ownership of a health care facility" means a

 

 

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1change in the person who has ownership or control of a health
2care facility's physical plant and capital assets. A change in
3ownership is indicated by the following transactions: sale,
4transfer, acquisition, lease, change of sponsorship, or other
5means of transferring control.
6    "Related person" means any person that: (i) is at least
750% owned, directly or indirectly, by either the health care
8facility or a person owning, directly or indirectly, at least
950% of the health care facility; or (ii) owns, directly or
10indirectly, at least 50% of the health care facility.
11    "Charity care" means care provided by a health care
12facility for which the provider does not expect to receive
13payment from the patient or a third-party payer.
14    "Freestanding emergency center" means a facility subject
15to licensure under Section 32.5 of the Emergency Medical
16Services (EMS) Systems Act.
17    "Category of service" means a grouping by generic class of
18various types or levels of support functions, equipment, care,
19or treatment provided to patients or residents, including, but
20not limited to, classes such as medical-surgical, pediatrics,
21or cardiac catheterization. A category of service may include
22subcategories or levels of care that identify a particular
23degree or type of care within the category of service. Nothing
24in this definition shall be construed to include the practice
25of a physician or other licensed health care professional
26while functioning in an office providing for the care,

 

 

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1diagnosis, or treatment of patients. A category of service
2that is subject to the Board's jurisdiction must be designated
3in rules adopted by the Board.
4    "State Board Staff Report" means the document that sets
5forth the review and findings of the State Board staff, as
6prescribed by the State Board, regarding applications subject
7to Board jurisdiction.
8    "Patient care unit" means a physically identifiable and
9organized unit in a clearly defined administrative and
10geographic area that meets applicable standards of service in
11which nursing care and therapeutic services are provided on a
12continuous basis and to which specific nursing and support
13staff are assigned. "Patient care unit" does not include
14education spaces, consultation and touchdown rooms, and
15on-call rooms that are not required by Department licensing
16standards.
17    "Provider" includes, but is not limited to, a hospital,
18long-term care facility, end-stage renal dialysis facility,
19ambulatory surgical treatment center, freestanding emergency
20center, or birth center.
21(Source: P.A. 104-365, eff. 1-1-26.)
 
22    (20 ILCS 3960/4)  (from Ch. 111 1/2, par. 1154)
23    (Section scheduled to be repealed on December 31, 2029)
24    Sec. 4. Health Facilities and Services Review Board;
25membership; appointment; term; compensation; quorum.

 

 

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1    (a) There is created the Health Facilities and Services
2Review Board, which shall perform the functions described in
3this Act. The Department shall provide operational support to
4the Board as necessary, including the provision of office
5space, supplies, and clerical, financial, and accounting
6services. The Board may contract for functions or operational
7support as needed. The Board may also contract with experts
8related to specific health services or facilities and create
9technical advisory panels to assist in the development of
10criteria, standards, and procedures used in the evaluation of
11applications for permit and exemption.
12    (b) The State Board shall consist of 11 voting members.
13All members shall be residents of Illinois and at least 4 shall
14reside outside the Chicago Metropolitan Statistical Area
15Census Data. Consideration shall be given to potential
16appointees who reflect the ethnic and cultural diversity of
17the State. Neither Board members nor Board staff shall be
18convicted felons or have pled guilty to a felony.
19    Each member shall have a reasonable knowledge of the
20practice, procedures and principles of the health care
21delivery system in Illinois, including at least 5 members who
22shall be knowledgeable about health care delivery systems,
23health systems planning, finance, or the management of health
24care facilities currently regulated under the Act. One member
25shall be a representative of a non-profit health care consumer
26advocacy organization. One member shall be a representative

 

 

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1from the community with experience on the effects of
2discontinuing health care services or the closure of health
3care facilities on the surrounding community; provided,
4however, that all other members of the Board shall be
5appointed before this member shall be appointed. A spouse,
6parent, sibling, or child of a Board member cannot be an
7employee, agent, or under contract with services or facilities
8subject to the Act. Prior to appointment and in the course of
9service on the Board, members of the Board shall disclose the
10employment or other financial interest of any other relative
11of the member, if known, in service or facilities subject to
12the Act. Members of the Board shall declare any conflict of
13interest that may exist with respect to the status of those
14relatives and recuse themselves from voting on any issue for
15which a conflict of interest is declared. No person shall be
16appointed or continue to serve as a member of the State Board
17who is, or whose spouse, parent, sibling, or child is, a member
18of the Board of Directors of, has a financial interest in, or
19has a business relationship with a health care facility.
20    Notwithstanding any provision of this Section to the
21contrary, the term of office of each member of the State Board
22serving on the day before the effective date of this
23amendatory Act of the 96th General Assembly is abolished on
24the date upon which members of the Board, as established by
25this amendatory Act of the 96th General Assembly, have been
26appointed and can begin to take action as a Board.

 

 

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1    (c) The State Board shall be appointed by the Governor,
2with the advice and consent of the Senate. Not more than 6 of
3the appointments shall be of the same political party at the
4time of the appointment.
5    The Secretary of Human Services, the Director of
6Healthcare and Family Services, and the Director of Public
7Health, or their designated representatives, shall serve as
8ex-officio, non-voting members of the State Board.
9    (d) Of those members initially appointed by the Governor
10following the effective date of this amendatory Act of the
1196th General Assembly, 3 shall serve for terms expiring July
121, 2011, 3 shall serve for terms expiring July 1, 2012, and 3
13shall serve for terms expiring July 1, 2013. Thereafter, each
14appointed member shall hold office for a term of 3 years,
15provided that any member appointed to fill a vacancy occurring
16prior to the expiration of the term for which his or her
17predecessor was appointed shall be appointed for the remainder
18of such term and the term of office of each successor shall
19commence on July 1 of the year in which his predecessor's term
20expires. Each member shall hold office until his or her
21successor is appointed and qualified. The Governor may
22reappoint a member for additional terms, but no member shall
23serve more than 3 terms, subject to review and re-approval
24every 3 years.
25    (e) State Board members, while serving on business of the
26State Board, shall receive actual and necessary travel and

 

 

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1subsistence expenses while so serving away from their places
2of residence. Until March 1, 2010, a member of the State Board
3who experiences a significant financial hardship due to the
4loss of income on days of attendance at meetings or while
5otherwise engaged in the business of the State Board may be
6paid a hardship allowance, as determined by and subject to the
7approval of the Governor's Travel Control Board.
8    (f) The Governor shall designate one of the members to
9serve as the Chairman of the Board, who shall be a person with
10expertise in health care delivery system planning, finance or
11management of health care facilities that are regulated under
12the Act. The Chairman shall annually review Board member
13performance and shall report the attendance record of each
14Board member to the General Assembly.
15    (g) The State Board, through the Chairman, shall prepare a
16separate and distinct budget approved by the General Assembly
17and shall hire and supervise its own professional staff
18responsible for carrying out the responsibilities of the
19Board.
20    (h) The State Board shall meet at least every 45 days, or
21as often as the Chairman of the State Board deems necessary, or
22upon the request of a majority of the members.
23    (i) Six members of the State Board shall constitute a
24quorum. The affirmative vote of 6 of the members of the State
25Board shall be necessary for any action requiring a vote to be
26taken by the State Board. A vacancy in the membership of the

 

 

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1State Board shall not impair the right of a quorum to exercise
2all the rights and perform all the duties of the State Board as
3provided by this Act.
4    (j) A State Board member shall disqualify himself or
5herself from the consideration of any application for a permit
6or exemption in which the State Board member or the State Board
7member's spouse, parent, sibling, or child: (i) has an
8economic interest in the matter; or (ii) is employed by,
9serves as a consultant for, or is a member of the governing
10board of the applicant or a party opposing the application.
11    (k) The Chairman, Board members, and Board staff must
12comply with the Illinois Governmental Ethics Act.
13(Source: P.A. 102-4, eff. 4-27-21.)
 
14    (20 ILCS 3960/4.2)
15    (Section scheduled to be repealed on December 31, 2029)
16    Sec. 4.2. Ex parte communications.
17    (a) Except in the disposition of matters that agencies are
18authorized by law to entertain or dispose of on an ex parte
19basis including, but not limited to rulemaking, the State
20Board, any State Board member, employee, or a hearing officer
21shall not engage in ex parte communication in connection with
22the substance of any formally filed application for a permit
23with any person or party or the representative of any party.
24This subsection (a) applies when the Board, member, employee,
25or administrative law judge hearing officer knows, or should

 

 

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1know upon reasonable inquiry, that the application or
2exemption has been formally filed with the State Board.
3Nothing in this Section shall prohibit State Board employees
4staff members from providing technical assistance to
5applicants. Nothing in this Section shall prohibit State Board
6employees staff from verifying or clarifying an applicant's
7information as it prepares the State Board Staff Report. Once
8an application for permit or exemption is filed and deemed
9complete, a written record of any communication between State
10Board employees staff and an applicant shall be prepared by
11staff and made part of the public record, using a prescribed,
12standardized format, and shall be included in the application
13file.
14    (b) A State Board member or employee may communicate with
15other members or employees and any State Board member or
16hearing officer may have the aid and advice of one or more
17personal assistants.
18    (c) An ex parte communication received by the State Board,
19any State Board member, employee, or an administrative law
20judge a hearing officer shall be made a part of the record of
21the matter, including all written communications, all written
22responses to the communications, and a memorandum stating the
23substance of all oral communications and all responses made
24and the identity of each person from whom the ex parte
25communication was received.
26    (d) "Ex parte communication" means any written or oral a

 

 

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1communication between a person who is not a State Board member
2or employee and a State Board member or employee that imparts
3or requests material information or makes a material argument
4regarding potential action reflects on the substance of a
5pending or impending permit or exemption application or State
6Board proceeding and that takes place outside the open record
7of the proceeding. "Ex parte communication" does not include:
8(i) statements by a person publicly made in a public forum;
9(ii) statements regarding matters of procedure and practice,
10such as the format of application materials, the number of
11copies required, the manner of filing, and the status of a
12matter; and (iii) statements made between a State Board member
13or employee and another State Board member or employee.
14Communications regarding matters of procedure and practice,
15such as the format of pleading, number of copies required,
16manner of service, and status of proceedings, are not
17considered ex parte communications. Technical assistance with
18respect to an application, not intended to influence any
19decision on the application, may be provided by employees to
20the applicant. Any technical assistance shall be documented in
21writing by the applicant and employees within 10 business days
22after the technical assistance is provided and made part of
23the open record.
24    (e) For purposes of this Section, "employee" means a
25person the State Board or the Agency employs on a full-time,
26part-time, contract, or intern basis.

 

 

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1    (f) The State Board, State Board member, or administrative
2law judge hearing examiner presiding over the proceeding, in
3the event of a violation of this Section, must take whatever
4action is necessary to ensure that the violation does not
5prejudice any party or adversely affect the fairness of the
6proceedings.
7    (g) Nothing in this Section shall be construed to prevent
8the State Board or any member of the State Board from
9consulting with the attorney for the State Board.
10(Source: P.A. 100-518, eff. 6-1-18; 100-681, eff. 8-3-18;
11101-81, eff. 7-12-19.)
 
12    (20 ILCS 3960/5)  (from Ch. 111 1/2, par. 1155)
13    (Section scheduled to be repealed on December 31, 2029)
14    Sec. 5. Construction, modification, or establishment of
15health care facilities or acquisition of major medical
16equipment; permits or exemptions.     No person shall
17construct, modify or establish a health care facility or
18acquire major medical equipment without first obtaining a
19permit or exemption from the State Board.
20    The State Board shall not delegate to the staff of the
21State Board or any other person or entity the authority to
22grant permits or exemptions whenever the staff or other person
23or entity would be required to exercise any discretion
24affecting the decision to grant a permit or exemption.
25    The State Board may, by rule, delegate authority to the

 

 

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1Chairman to grant permits or exemptions when applications meet
2all of the State Board's review criteria and are unopposed.
3    A permit or exemption shall be obtained prior to the
4acquisition of major medical equipment or to the construction
5or modification of a health care facility which:
6        (a) requires a total capital expenditure in excess of
7    the capital expenditure minimum; or
8        (b) substantially changes the scope or changes the
9    functional operation of the facility; or
10        (c) changes the bed capacity of a health care facility
11    by increasing the total number of beds or by distributing
12    beds among various categories of service or by relocating
13    beds from one physical facility or site to another by more
14    than 20 beds or more than 10% of total bed capacity as
15    defined by the State Board, whichever is less, over a
16    2-year period.
17    A permit shall be valid only for the defined construction
18or modifications, site determined by legal street address or
19corresponding legal description, project amount, and person or
20persons named in the application for such permit. The State
21Board may approve the transfer of an existing permit without
22regard to whether the permit to be transferred has yet been
23financially committed, except for permits to establish a new
24facility or category of service. A permit shall be valid until
25such time as the project has been completed, provided that the
26project commences and proceeds to completion with due

 

 

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1diligence by the completion date or extension date approved by
2the Board.
3    A permit holder must do the following: (i) submit the
4final completion and cost report for the project within 90
5days after the approved project completion date or extension
6date and (ii) submit annual progress reports no earlier than
730 days before and no later than 30 days after each anniversary
8date of the Board's approval of the permit until the project is
9completed. To maintain a valid permit and to monitor progress
10toward project commencement and completion, routine
11post-permit reports shall be limited to annual progress
12reports and the final completion and cost report. Annual
13progress reports shall include information regarding the
14committed funds expended toward the approved project. For
15projects to be completed in 12 months or less, the permit
16holder shall report financial commitment in the final
17completion and cost report. For projects to be completed
18between 12 to 24 months, the permit holder shall report
19financial commitment in the first annual report. For projects
20to be completed in more than 24 months, the permit holder shall
21report financial commitment in the second annual progress
22report. The report shall contain information regarding
23expenditures and financial commitments. The State Board may
24extend the financial commitment period after considering a
25permit holder's showing of good cause and request for
26additional time to complete the project. The State Board may

 

 

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1approve the transfer of an existing permit without regard to
2whether the permit to be transferred has been financially
3committed, except for permits to establish a new facility or
4category of service.
5    The permit Certificate of Need process required under this
6Act is designed to restrain rising health care costs by
7preventing unnecessary construction or modification of health
8care facilities. The Board must assure that the establishment,
9construction, or modification of a health care facility or the
10acquisition of major medical equipment is consistent with the
11public interest and that the proposed project is consistent
12with the orderly and economic development or acquisition of
13those facilities and equipment and is in accord with the
14standards, criteria, or plans of need adopted and approved by
15the Board. Board decisions regarding the construction of
16health care facilities must consider capacity, quality, value,
17and equity. Projects may deviate from the costs, fees, and
18expenses provided in their project cost information for the
19project's cost components, provided that the final total
20project cost does not exceed the approved permit amount.
21Project alterations shall not increase the total approved
22permit amount by more than the limit set forth under the
23Board's rules.
24    The acquisition by any person of major medical equipment
25that will not be owned by or located in a health care facility
26and that will not be used to provide services to inpatients of

 

 

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1a health care facility shall be exempt from review provided
2that a notice is filed in accordance with exemption
3requirements.
4    Notwithstanding any other provision of this Act, no permit
5or exemption is required for the construction or modification
6of a non-clinical service area of a health care facility.
7(Source: P.A. 100-518, eff. 6-1-18; 100-681, eff. 8-3-18.)
 
8    (20 ILCS 3960/6)  (from Ch. 111 1/2, par. 1156)
9    (Section scheduled to be repealed on December 31, 2029)
10    Sec. 6. Application for permit or exemption; exemption
11regulations.
12    (a) An application for a permit or exemption shall be made
13to the State Board upon forms provided by the State Board. This
14application shall contain such information as the State Board
15deems necessary. The State Board shall not require an
16applicant to file a Letter of Intent before an application is
17filed. Such application shall include affirmative evidence on
18which the State Board or Chairman may make its decision on the
19approval or denial of the permit or exemption.
20    (b) The State Board shall establish by regulation the
21procedures and requirements regarding issuance of exemptions.
22An exemption shall be approved when information required by
23the Board by rule is submitted. Projects eligible for an
24exemption, rather than a permit, include, but are not limited
25to, change of ownership of a health care facility and

 

 

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1discontinuation of a category of service, other than a health
2care facility maintained by the State or any agency or
3department thereof or a nursing home maintained by a county.
4The Board may accept an application for an exemption for the
5discontinuation of a category of service at a health care
6facility only once in a 6-month period following (1) the
7previous application for exemption at the same health care
8facility or (2) the final decision of the Board regarding the
9discontinuation of a category of service at the same health
10care facility, whichever occurs later. A discontinuation of a
11category of service shall otherwise require an application for
12a permit if an application for an exemption has already been
13approved accepted within the 6-month period. For a change of
14ownership among related persons of a health care facility, the
15State Board shall provide by rule for an expedited process for
16obtaining an exemption. For the purposes of this Section,
17"change of ownership among related persons" means a
18transaction in which the parties to the transaction are under
19common control or ownership before and after the transaction
20is complete.
21    (c) All applications shall be signed by the applicant and
22shall be verified by any 2 officers thereof.
23    (c-5) Any written review or findings of the Board staff
24set forth in the State Board Staff Report concerning an
25application for a permit must be made available to the public
26and the applicant at least 14 calendar days before the meeting

 

 

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1of the State Board at which the review or findings are
2considered. The applicant and members of the public may
3submit, to the State Board, written responses regarding the
4facts set forth in the review or findings of the Board staff.
5Members of the public and the applicant shall have until 10
6days before the meeting of the State Board to submit any
7written response concerning the Board staff's written review
8or findings. The Board staff may revise any findings to
9address corrections of factual errors cited in the public
10response. At the meeting, the State Board may, in its
11discretion, permit the submission of other additional written
12materials.
13    (d) Upon receipt of an application for a permit, the State
14Board shall approve and authorize the issuance of a permit if
15it finds (1) that the applicant is fit, willing, and able to
16provide a proper standard of health care service for the
17community with particular regard to the qualification,
18background and character of the applicant, (2) that economic
19feasibility is demonstrated in terms of effect on the existing
20and projected operating budget of the applicant and of the
21health care facility; in terms of the applicant's ability to
22establish and operate such facility in accordance with
23licensure regulations promulgated under pertinent state laws;
24and in terms of the projected impact on the total health care
25expenditures in the facility and community, (3) that
26safeguards are provided that assure that the establishment,

 

 

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1construction or modification of the health care facility or
2acquisition of major medical equipment is consistent with the
3public interest, and (4) that the proposed project is
4consistent with the orderly and economic development of such
5facilities and equipment and is in accord with standards,
6criteria, or plans of need adopted and approved pursuant to
7the provisions of Section 12 of this Act.
8(Source: P.A. 100-518, eff. 6-1-18; 100-681, eff. 8-3-18;
9101-83, eff. 7-15-19.)
 
10    (20 ILCS 3960/6.2)
11    (Section scheduled to be repealed on December 31, 2029)
12    Sec. 6.2. Review of permits and exemptions; public
13hearings; State Board Staff Reports.
14    (a) Upon receipt of an application for an exemption or a
15permit to establish, construct, or modify a health care
16facility, the State Board staff shall notify the applicant in
17writing within 10 business working days either that the
18application is or is not substantially complete. If the
19application is substantially complete, the State Board staff
20shall notify the applicant of the beginning of the review
21process. If the application is not substantially complete, the
22Board staff shall explain within the 10-day period why the
23application is incomplete.
24    (b) The State Board staff shall afford a reasonable amount
25of time as established by the State Board, but not to exceed

 

 

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1120 days, for the review of the application. The 120-day
2period begins on the day the application is found to be
3substantially complete, as that term is defined by the State
4Board. During the 120-day period, the applicant may request an
5extension. An applicant may modify the application, as
6established by the State Board by rule, at any time before a
7final administrative decision has been made on the
8application.
9    The State Board staff shall submit its State Board Staff
10Report to the State Board for its decision-making regarding
11approval or denial of the permit.
12    (c) When an application for an exemption or a permit is
13initially reviewed by State Board staff, as provided in this
14Section, the State Board shall, upon request by the applicant
15or an interested person, afford an opportunity for a public
16hearing within a reasonable amount of time after receipt of
17the complete application, but not to exceed 90 days after
18receipt of the complete application. Notice of the hearing
19shall be made promptly, not less than 10 business days before
20the hearing, by certified mail to the applicant and, not less
21than 10 business days before the hearing, by publication on
22the State Board's website, in the principal office and
23website, if available, of the local government a newspaper of
24general circulation in the area or community to be affected,
25and in the location where the meeting is to be held. The
26hearing shall be held in the area or community in which the

 

 

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1proposed project is to be located and shall be for the purpose
2of allowing the applicant and any interested person to present
3public testimony concerning the approval, denial, renewal, or
4revocation of the permit or exemption. All interested persons
5attending the hearing shall be given a reasonable opportunity
6to present their views or arguments in writing or orally, and a
7record of all of the testimony shall accompany any findings of
8the State Board staff. The State Board shall adopt reasonable
9rules and regulations governing the procedure and conduct of
10the hearings.
11    (d) The staff of the State Board shall submit its State
12Board Staff Report to the State Board for approval or denial of
13the permit or exemption.
14(Source: P.A. 99-114, eff. 7-23-15; 100-681, eff. 8-3-18.)
 
15    (20 ILCS 3960/8.5)
16    (Section scheduled to be repealed on December 31, 2029)
17    Sec. 8.5. Certificate of exemption for change of ownership
18of a health care facility; discontinuation of a category of
19service; public notice and public hearing.
20    (a) Upon a finding that an application for a change of
21ownership is complete, the State Board shall publish a legal
22notice on 3 consecutive days on the State Board's website and
23in the principal office and website, if available, of the
24local government in the area or community to be affected in a
25newspaper of general circulation in the area or community to

 

 

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1be affected and afford the public an opportunity to request a
2hearing. If the application is for a facility located in a
3Metropolitan Statistical Area, an additional legal notice
4shall be published in a newspaper of limited circulation, if
5one exists, in the area in which the facility is located. If
6the newspaper of limited circulation is published on a daily
7basis, the additional legal notice shall be published on 3
8consecutive days. The applicant shall pay the cost incurred by
9the Board in publishing the change of ownership notice in
10newspapers as required under this subsection. The legal notice
11shall also be posted on the Health Facilities and Services
12Review Board's web site and sent to the State Representative
13and State Senator of the district in which the health care
14facility is located and to the Office of the Attorney General.
15An application for change of ownership of a hospital shall not
16be deemed complete without a signed certification that for a
17period of 2 years after the change of ownership transaction is
18effective, the hospital will not adopt a charity care policy
19that is more restrictive than the policy in effect during the
20year prior to the transaction. An application for a change of
21ownership need not contain signed transaction documents so
22long as it includes the following key terms of the
23transaction: names and background of the parties; structure of
24the transaction; the person who will be the licensed or
25certified entity after the transaction; the ownership or
26membership interests in such licensed or certified entity both

 

 

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1prior to and after the transaction; fair market value of
2assets to be transferred; and the purchase price or other form
3of consideration to be provided for those assets. The issuance
4of the certificate of exemption shall be contingent upon the
5applicant submitting a statement to the Board within 90 days
6after the closing date of the transaction, or such longer
7period as provided by the Board, certifying that the change of
8ownership has been completed in accordance with the key terms
9contained in the application. If such key terms of the
10transaction change, a new application shall be required.
11    Where a change of ownership is among related persons, and
12there are no other changes being proposed at the health care
13facility that would otherwise require a permit or exemption
14under this Act, the applicant shall submit an application
15consisting of a standard notice in a form set forth by the
16Board briefly explaining the reasons for the proposed change
17of ownership. Once such an application is submitted to the
18Board and reviewed by the Board staff, the State Board Chair
19shall take action on an application for an exemption for a
20change of ownership among related persons at the next meeting
21within 45 days after the application has been deemed complete,
22provided the application meets the applicable standards under
23this Section. If the Board Chair has a conflict of interest or
24for other good cause, the Chair may request review by the
25Board. Notwithstanding any other provision of this Act, for
26purposes of this Section, a change of ownership among related

 

 

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1persons means a transaction where the parties to the
2transaction are under common control or ownership before and
3after the transaction is completed.
4    Nothing in this Act shall be construed as authorizing the
5Board to impose any conditions, obligations, or limitations,
6other than those required by this Section, with respect to the
7issuance of an exemption for a change of ownership, including,
8but not limited to, the time period before which a subsequent
9change of ownership of the health care facility could be
10sought, or the commitment to continue to offer for a specified
11time period any services currently offered by the health care
12facility.
13    The changes made by this amendatory Act of the 103rd
14General Assembly are inoperative on and after January 1, 2027.
15    (a-3) (Blank).
16    (a-5) If a public hearing is requested, it shall be held at
17least 15, but not more than 30 calendar days, after issuance of
18the notice in the community in which the facility is located.
19The hearing shall be held in the affected area or community in
20a place of reasonable size and accessibility and a full and
21complete written transcript of the proceedings shall be made.
22All interested persons attending the hearing shall be given a
23reasonable opportunity to present their positions in writing
24or orally. The applicant shall provide a summary or describe
25the proposed change of ownership at the public hearing. Upon a
26finding that an application to discontinue a category of

 

 

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1service is complete and provides the requested information, as
2specified by the State Board, an exemption shall be issued. No
3later than 30 days after the approval issuance of the
4exemption by the State Board, the health care facility must
5give written notice of the discontinuation of the category of
6service to the State Senator and State Representative serving
7the legislative district in which the health care facility is
8located. No later than 90 days after a discontinuation of a
9category of service, the applicant must submit a statement to
10the State Board certifying that the discontinuation is
11complete.
12    (b) (Blank). If a public hearing is requested, it shall be
13held at least 15 days but no more than 30 days after the date
14of publication of the legal notice in the community in which
15the facility is located. The hearing shall be held in the
16affected area or community in a place of reasonable size and
17accessibility and a full and complete written transcript of
18the proceedings shall be made. All interested persons
19attending the hearing shall be given a reasonable opportunity
20to present their positions in writing or orally. The applicant
21shall provide a summary or describe the proposed change of
22ownership at the public hearing.
23    (c) (Blank). For the purposes of this Section "newspaper
24of limited circulation" means a newspaper intended to serve a
25particular or defined population of a specific geographic area
26within a Metropolitan Statistical Area such as a municipality,

 

 

10400HB4757sam001- 38 -LRB104 20222 SPS 36989 a

1town, village, township, or community area, but does not
2include publications of professional and trade associations.
3    (d) The changes made to this Section by this amendatory
4Act of the 101st General Assembly shall apply to all
5applications submitted after the effective date of this
6amendatory Act of the 101st General Assembly.
7(Source: P.A. 103-526, eff. 1-1-24.)
 
8    (20 ILCS 3960/8.7)
9    (Section scheduled to be repealed on December 31, 2029)
10    Sec. 8.7. Application for permit for discontinuation of a
11health care facility or category of service; public notice and
12public hearing.
13    (a) Upon a finding that an application to discontinue
14close a health care facility or discontinue a category of
15service is complete, the State Board shall publish a legal
16notice on the State Board's website and in the principal
17office and website, if available, of the local government in
18the area or community to be affected 3 consecutive days in a
19newspaper of general circulation in the area or community to
20be affected and afford the public an opportunity to request a
21hearing. If the application is for a facility located in a
22Metropolitan Statistical Area, an additional legal notice
23shall be published in a newspaper of limited circulation, if
24one exists, in the area in which the facility is located. If
25the newspaper of limited circulation is published on a daily

 

 

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1basis, the additional legal notice shall be published on 3
2consecutive days. The legal notice shall also be posted on the
3Health Facilities and Services Review Board's website and sent
4to the State Representative and State Senator of the district
5in which the health care facility is located. In addition, the
6health care facility shall provide notice of closure to the
7local media that the health care facility would routinely
8notify about facility events.
9    An application to close a health care facility shall only
10be deemed complete if it includes evidence that the health
11care facility provided written notice at least 30 days prior
12to filing the application of its intent to do so to the
13municipality in which it is located, the State Representative
14and State Senator of the district in which the health care
15facility is located, the State Board, the Director of Public
16Health, and the Director of Healthcare and Family Services.
17The changes made to this subsection by this amendatory Act of
18the 101st General Assembly shall apply to all applications
19submitted after the effective date of this amendatory Act of
20the 101st General Assembly.
21    (b) No later than 30 days after issuance of a permit to
22discontinue close a health care facility or discontinue a
23category of service, the permit holder shall give written
24notice of the closure or discontinuation to the State Senator
25and State Representative serving the legislative district in
26which the health care facility is located.

 

 

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1    (c)(1) If there is a pending lawsuit that challenges an
2application to discontinue a health care facility that either
3names the Board as a party or alleges fraud in the filing of
4the application, the Board may defer action on the application
5until all litigation related to the application is complete
6for up to 6 months after the date of the initial deferral of
7the application.
8    (2) The Board may defer action on an application to
9discontinue a hospital that is pending before the Board as of
10the effective date of this amendatory Act of the 102nd General
11Assembly for up to 60 days after the effective date of this
12amendatory Act of the 102nd General Assembly.
13    (3) The Board may defer taking final action on an
14application to discontinue a hospital that is filed on or
15after January 12, 2021, until the earlier to occur of: (i) the
16expiration of the statewide disaster declaration proclaimed by
17the Governor of the State of Illinois due to the COVID-19
18pandemic that is in effect on January 12, 2021, or any
19extension thereof, or July 1, 2021, whichever occurs later; or
20(ii) the expiration of the declaration of a public health
21emergency due to the COVID-19 pandemic as declared by the
22Secretary of the U.S. Department of Health and Human Services
23that is in effect on January 12, 2021, or any extension
24thereof, or July 1, 2021, whichever occurs later. This
25paragraph (3) is repealed as of the date of the expiration of
26the statewide disaster declaration proclaimed by the Governor

 

 

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1of the State of Illinois due to the COVID-19 pandemic that is
2in effect on January 12, 2021, or any extension thereof, or
3July 1, 2021, whichever occurs later.
4    (d) (Blank). The changes made to this Section by this
5amendatory Act of the 101st General Assembly shall apply to
6all applications submitted after the effective date of this
7amendatory Act of the 101st General Assembly.
8    (e) An application for a permit under this Section is
9required for the discontinuation of a hospital regardless of
10whether the facility is licensed independently or licensed
11under a dual campus license.
12(Source: P.A. 101-83, eff. 7-15-19; 101-650, eff. 7-7-20;
13102-4, eff. 4-27-21.)
 
14    (20 ILCS 3960/10)  (from Ch. 111 1/2, par. 1160)
15    (Section scheduled to be repealed on December 31, 2029)
16    Sec. 10. Administrative hearings following an initial
17denial or revocation of a permit. Presenting information
18relevant to the approval of a permit or certificate or in
19opposition to the denial of the application; notice of outcome
20and review proceedings. When a motion by the State Board, to
21approve an application for a permit, fails to pass, the
22applicant or the holder of the permit, as the case may be, and
23such other parties as the State Board permits, will be given an
24opportunity to appear before the State Board and present such
25information as may be relevant to the approval of a permit.

 

 

10400HB4757sam001- 42 -LRB104 20222 SPS 36989 a

1    Subsequent to an appearance by the applicant before the
2State Board or default of such opportunity to appear, a motion
3by the State Board to approve an application for a permit which
4fails to pass shall be considered an initial denial of the
5application for a permit, as the case may be. Such action of an
6initial denial or an action by the State Board to revoke a
7permit shall be communicated to the applicant or holder of the
8permit. Such person or organization shall be afforded an
9opportunity for a hearing before an administrative law judge,
10who is appointed by the Chairman of the State Board. A written
11notice of a request for such hearing shall be served upon the
12Chairman of the State Board or the Agency within 30 days
13following notification of the decision of the State Board. The
14administrative law judge shall take actions necessary to
15ensure that the hearing is completed within a reasonable
16period of time, but not to exceed 120 days, except for delays
17or continuances agreed to by the person requesting the
18hearing. Following its consideration of the report of the
19hearing, or upon default of the party to the hearing, the State
20Board shall make its final determination, specifying its
21findings and conclusions within 90 days of receiving the
22written report of the hearing. A copy of such determination
23shall be sent by certified mail or served personally upon the
24party.
25    A full and complete record shall be kept of all
26administrative hearing proceedings, including the notice of

 

 

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1hearing, complaint, and all other documents in the nature of
2pleadings, written motions filed in the proceedings, and the
3report and orders of the State Board or hearing officer. All
4testimony shall be reported by either a court reporter or some
5other reliable means of recording but need not be transcribed
6unless the decision is appealed in accordance with the
7Administrative Review Law, as now or hereafter amended. A copy
8or copies of the administrative hearing transcript may be
9obtained by any interested party granted the right to
10intervene on payment of the cost of preparing such copy or
11copies.
12    The State Board or administrative law judge hearing
13officer shall upon its own or the administrative law judge's
14his motion, or on the written request of any party to the
15administrative hearing proceeding who has, in the State
16Board's or administrative law judge's hearing officer's
17opinion, demonstrated the relevancy of such request to the
18outcome of the proceedings, issue subpoenas requiring the
19attendance and the giving of testimony by witnesses, and
20subpoenas duces tecum requiring the production of books,
21papers, records, or memoranda. The fees of witnesses for
22attendance and travel shall be the same as the fees of
23witnesses before the circuit court of this State.
24    When the witness is subpoenaed at the instance of the
25State Board, or its administrative law judge hearing officer,
26such fees shall be paid in the same manner as other expenses of

 

 

10400HB4757sam001- 44 -LRB104 20222 SPS 36989 a

1the State Board, and when the witness is subpoenaed at the
2instance of any other party to any such proceeding the State
3Board may, in accordance with its rules, require that the cost
4of service of the subpoena or subpoena duces tecum and the fee
5of the witness be borne by the party at whose instance the
6witness is summoned. In such case, the State Board in its
7discretion, may require a deposit to cover the cost of such
8service and witness fees. A subpoena or subpoena duces tecum
9so issued shall be served in the same manner as a subpoena
10issued out of a court.
11    Any circuit court of this State upon the application of
12the State Board or upon the application of any other party to
13the administrative hearing proceeding, may, in its discretion,
14compel the attendance of witnesses, the production of books,
15papers, records, or memoranda and the giving of testimony
16before it or its administrative law judge hearing officer
17conducting an investigation or holding a hearing authorized by
18this Act, by an attachment for contempt, or otherwise, in the
19same manner as production of evidence may be compelled before
20the court.
21(Source: P.A. 99-527, eff. 1-1-17; 100-681, eff. 8-3-18.)
 
22    (20 ILCS 3960/11)  (from Ch. 111 1/2, par. 1161)
23    (Section scheduled to be repealed on December 31, 2029)
24    Sec. 11. Any person who is adversely affected by a final
25decision of the State Board may have such decision judicially

 

 

10400HB4757sam001- 45 -LRB104 20222 SPS 36989 a

1reviewed. The provisions of the Administrative Review Law, as
2now or hereafter amended, and the rules adopted pursuant
3thereto shall apply to and govern all proceedings for the
4judicial review of final administrative decisions of the State
5Board. The term "administrative decisions" is as defined in
6Section 3-101 of the Code of Civil Procedure. In order to
7comply with subsection (b) of Section 3-108 of the
8Administrative Review Law of the Code of Civil Procedure, upon
9the filing of an administrative judicial review action, the
10State Board shall transcribe each State Board meeting using a
11certified court reporter. The transcript shall contain the
12record of the findings and decisions of the State Board.
13(Source: P.A. 98-1086, eff. 8-26-14.)
 
14    (20 ILCS 3960/12)  (from Ch. 111 1/2, par. 1162)
15    (Section scheduled to be repealed on December 31, 2029)
16    Sec. 12. Powers and duties of State Board. For purposes of
17this Act, the State Board shall exercise the following powers
18and duties:
19        (1) Prescribe rules, regulations, standards, criteria,
20    procedures or reviews which may vary according to the
21    purpose for which a particular review is being conducted
22    or the type of project reviewed and which are required to
23    carry out the provisions and purposes of this Act.
24    Policies and procedures of the State Board shall take into
25    consideration the priorities and needs of medically

 

 

10400HB4757sam001- 46 -LRB104 20222 SPS 36989 a

1    underserved areas and other health care services, giving
2    special consideration to the impact of projects on access
3    to safety net services.
4        (2) Adopt procedures for public notice and hearing on
5    all proposed rules, regulations, standards, criteria, and
6    plans required to carry out the provisions of this Act.
7        (3) (Blank).
8        (4) Develop criteria and standards for health care
9    facilities planning, conduct statewide inventories of
10    health care facilities, maintain an updated inventory on
11    the Board's web site reflecting the most recent bed and
12    service changes and updated need determinations when new
13    census data become available or new need formulae are
14    adopted, and develop health care facility plans which
15    shall be utilized in the review of applications for permit
16    under this Act. Such health facility plans shall be
17    coordinated by the Board with pertinent State Plans.
18    Inventories pursuant to this Section of skilled or
19    intermediate care facilities licensed under the Nursing
20    Home Care Act, skilled or intermediate care facilities
21    licensed under the ID/DD Community Care Act, skilled or
22    intermediate care facilities licensed under the MC/DD Act,
23    facilities licensed under the Specialized Mental Health
24    Rehabilitation Act of 2013, or nursing homes licensed
25    under the Hospital Licensing Act shall be conducted on an
26    annual basis no later than July 1 of each year and shall

 

 

10400HB4757sam001- 47 -LRB104 20222 SPS 36989 a

1    include among the information requested a list of all
2    services provided by a facility to its residents and to
3    the community at large and differentiate between active
4    and inactive beds.
5        In developing health care facility plans, the State
6    Board shall consider, but shall not be limited to, the
7    following:
8            (a) The size, composition and growth of the
9        population of the area to be served;
10            (b) The number of existing and planned facilities
11        offering similar programs;
12            (c) The extent of utilization of existing
13        facilities;
14            (d) The availability of facilities which may serve
15        as alternatives or substitutes;
16            (e) The availability of personnel necessary to the
17        operation of the facility;
18            (f) Multi-institutional planning and the
19        establishment of multi-institutional systems where
20        feasible;
21            (g) The financial and economic feasibility of
22        proposed construction or modification; and
23            (h) In the case of health care facilities
24        established by a religious body or denomination, the
25        needs of the members of such religious body or
26        denomination may be considered to be public need.

 

 

10400HB4757sam001- 48 -LRB104 20222 SPS 36989 a

1        The health care facility plans which are developed and
2    adopted in accordance with this Section shall form the
3    basis for the plan of the State to deal most effectively
4    with statewide health needs in regard to health care
5    facilities.
6        (5) Coordinate with other state agencies having
7    responsibilities affecting health care facilities,
8    including those of licensure and cost reporting.
9        (6) Solicit, accept, hold and administer on behalf of
10    the State any grants or bequests of money, securities or
11    property for use by the State Board in the administration
12    of this Act; and enter into contracts consistent with the
13    appropriations for purposes enumerated in this Act.
14        (7) (Blank).
15        (8) Prescribe rules, regulations, standards, and
16    criteria for the conduct of an expeditious review of
17    applications for permits for projects of construction or
18    modification of a health care facility, which projects are
19    classified as emergency, substantive, or non-substantive
20    in nature.
21        Substantive projects shall include no more than the
22    following:
23            (a) Projects to construct (1) a new or replacement
24        facility located on a new site or (2) a replacement
25        facility located on the same site as the original
26        facility and the cost of the replacement facility

 

 

10400HB4757sam001- 49 -LRB104 20222 SPS 36989 a

1        exceeds the capital expenditure minimum, which shall
2        be reviewed by the Board within 120 days;
3            (b) Projects proposing a (1) new service within an
4        existing healthcare facility or (2) discontinuation of
5        a service within an existing healthcare facility,
6        which shall be reviewed by the Board within 60 days; or
7            (c) Projects proposing a change in the bed
8        capacity of a health care facility by an increase in
9        the total number of beds or by a redistribution of beds
10        among various categories of service or by a relocation
11        of beds from one physical facility or site to another
12        by more than 20 beds or more than 10% of total bed
13        capacity, as defined by the State Board, whichever is
14        less, over a 2-year period.
15        The Chairman may approve applications for exemption
16    that meet the criteria set forth in rules or refer them to
17    the full Board. The Chairman may approve any unopposed
18    application for permit that meets all of the review
19    criteria or refer them to the full Board.
20        Such rules shall not prevent the conduct of a public
21    hearing upon the timely request of an interested party.
22    Such reviews shall not exceed 60 days from the date the
23    application is declared to be complete.
24        (9) Prescribe rules, regulations, standards, and
25    criteria pertaining to the granting of permits for
26    construction and modifications which are emergent in

 

 

10400HB4757sam001- 50 -LRB104 20222 SPS 36989 a

1    nature and must be undertaken immediately to prevent or
2    correct structural deficiencies or hazardous conditions
3    that may harm or injure persons using the facility, as
4    defined in the rules and regulations of the State Board.
5    This procedure is exempt from public hearing requirements
6    of this Act.
7        (10) Prescribe rules, regulations, standards and
8    criteria for the conduct of an expeditious review, not
9    exceeding 60 days, of applications for permits for
10    projects to construct or modify health care facilities
11    which are needed for the care and treatment of persons who
12    have acquired immunodeficiency syndrome (AIDS) or related
13    conditions.
14        (10.5) Provide its basis or rationale when voting on
15    an item before it at a State Board meeting in order to
16    comply with subsection (b) of Section 3-108 of the Code of
17    Civil Procedure.
18        (11) If the State Board denies or fails to approve an
19    application for permit or exemption, the State Board
20    shall, upon request by the applicant, include in the final
21    decision a detailed explanation as to why the application
22    was denied and identify what specific criteria or
23    standards the applicant did not fulfill. Issue written
24    decisions upon request of the applicant or an adversely
25    affected party to the Board. Requests for a written
26    decision shall be made within 15 days after the State

 

 

10400HB4757sam001- 51 -LRB104 20222 SPS 36989 a

1    Board meeting in which a final decision has been made. A
2    "final decision" for purposes of this Act is the decision
3    to approve or deny an application, or take other actions
4    permitted under this Act, at the time and date of the
5    meeting that such action is scheduled by the State Board.
6    The transcript of the State Board meeting shall be the
7    basis for the written decision and will be incorporated
8    into the State Board's final decision. The staff of the
9    State Board shall prepare a written copy of the final
10    decision and the State Board shall approve a final copy
11    for inclusion in the formal record. The State Board shall
12    consider, for approval, the written draft of the final
13    decision no later than the next scheduled State Board
14    meeting. The written decision shall identify the
15    applicable criteria and factors listed in this Act and the
16    State Board's regulations that were taken into
17    consideration by the State Board when coming to a final
18    decision. If the Board denies or fails to approve an
19    application for permit or exemption, the Board shall
20    include in the final decision a detailed explanation as to
21    why the application was denied and identify what specific
22    criteria or standards the applicant did not fulfill.
23        (12) (Blank).
24        (13) Provide a mechanism for the public to comment on,
25    and request changes to, draft rules and standards.
26        (14) Implement public information campaigns to

 

 

10400HB4757sam001- 52 -LRB104 20222 SPS 36989 a

1    regularly inform the general public about the opportunity
2    for public hearings and public hearing procedures.
3        (15) Establish a separate set of rules and guidelines
4    for long-term care that recognizes that nursing homes are
5    a different business line and service model from other
6    regulated facilities. An open and transparent process
7    shall be developed that considers the following: how
8    skilled nursing fits in the continuum of care with other
9    care providers, modernization of nursing homes,
10    establishment of more private rooms, development of
11    alternative services, and current trends in long-term care
12    services. The Chairman of the Board shall appoint a
13    permanent Health Services Review Board Long-term Care
14    Facility Advisory Subcommittee that shall develop and
15    recommend to the Board the rules to be established by the
16    Board under this paragraph (15). The Subcommittee shall
17    also provide continuous review and commentary on policies
18    and procedures relative to long-term care and the review
19    of related projects. The Subcommittee shall make
20    recommendations to the Board no later than January 1, 2016
21    and every January thereafter pursuant to the
22    Subcommittee's responsibility for the continuous review
23    and commentary on policies and procedures relative to
24    long-term care. In consultation with other experts from
25    the health field of long-term care, the Board and the
26    Subcommittee shall study new approaches to the current bed

 

 

10400HB4757sam001- 53 -LRB104 20222 SPS 36989 a

1    need formula and Health Service Area boundaries to
2    encourage flexibility and innovation in design models
3    reflective of the changing long-term care marketplace and
4    consumer preferences and submit its recommendations to the
5    Chairman of the Board no later than January 1, 2017. The
6    Subcommittee shall evaluate, and make recommendations to
7    the State Board regarding, the buying, selling, and
8    exchange of beds between long-term care facilities within
9    a specified geographic area or drive time. The Board shall
10    file the proposed related administrative rules for the
11    separate rules and guidelines for long-term care required
12    by this paragraph (15) by no later than September 30,
13    2011. The Subcommittee shall be provided a reasonable and
14    timely opportunity to review and comment on any review,
15    revision, or updating of the criteria, standards,
16    procedures, and rules used to evaluate project
17    applications as provided under Section 12.3 of this Act.
18        The Chairman of the Board shall appoint voting members
19    of the Subcommittee, who shall serve for a period of 3
20    years, with one-third of the terms expiring each January,
21    to be determined by lot. Appointees shall include, but not
22    be limited to, recommendations from each of the 3
23    statewide long-term care associations, with an equal
24    number to be appointed from each. Compliance with this
25    provision shall be through the appointment and
26    reappointment process. All appointees serving as of April

 

 

10400HB4757sam001- 54 -LRB104 20222 SPS 36989 a

1    1, 2015 shall serve to the end of their term as determined
2    by lot or until the appointee voluntarily resigns,
3    whichever is earlier.
4        One representative from the Department of Public
5    Health, the Department of Healthcare and Family Services,
6    the Department on Aging, and the Department of Human
7    Services may each serve as an ex-officio non-voting member
8    of the Subcommittee. The Chairman of the Board shall
9    select a Subcommittee Chair, who shall serve for a period
10    of 3 years.
11        (16) Prescribe the format of the State Board Staff
12    Report. A State Board Staff Report shall pertain to
13    applications that include, but are not limited to,
14    applications for permit or exemption, applications for
15    permit renewal, applications for extension of the
16    financial commitment period, applications requesting a
17    declaratory ruling, or applications under the Health Care
18    Worker Self-Referral Act. State Board Staff Reports shall
19    compare applications to the relevant review criteria under
20    the Board's rules.
21        (17) Establish a separate set of rules and guidelines
22    for facilities licensed under the Specialized Mental
23    Health Rehabilitation Act of 2013. An application for the
24    re-establishment of a facility in connection with the
25    relocation of the facility shall not be granted unless the
26    applicant has a contractual relationship with at least one

 

 

10400HB4757sam001- 55 -LRB104 20222 SPS 36989 a

1    hospital to provide emergency and inpatient mental health
2    services required by facility consumers, and at least one
3    community mental health agency to provide oversight and
4    assistance to facility consumers while living in the
5    facility, and appropriate services, including case
6    management, to assist them to prepare for discharge and
7    reside stably in the community thereafter. No new
8    facilities licensed under the Specialized Mental Health
9    Rehabilitation Act of 2013 shall be established after June
10    16, 2014 (the effective date of Public Act 98-651) except
11    in connection with the relocation of an existing facility
12    to a new location. An application for a new location shall
13    not be approved unless there are adequate community
14    services accessible to the consumers within a reasonable
15    distance, or by use of public transportation, so as to
16    facilitate the goal of achieving maximum individual
17    self-care and independence. At no time shall the total
18    number of authorized beds under this Act in facilities
19    licensed under the Specialized Mental Health
20    Rehabilitation Act of 2013 exceed the number of authorized
21    beds on June 16, 2014 (the effective date of Public Act
22    98-651).
23        (18) Elect a Vice Chairman to preside over State Board
24    meetings and otherwise act in place of the Chairman when
25    the Chairman is unavailable.
26(Source: P.A. 100-518, eff. 6-1-18; 100-681, eff. 8-3-18;

 

 

10400HB4757sam001- 56 -LRB104 20222 SPS 36989 a

1101-83, eff. 7-15-19.)
 
2    (20 ILCS 3960/12.2)
3    (Section scheduled to be repealed on December 31, 2029)
4    Sec. 12.2. Powers of the State Board staff. For purposes
5of this Act, the staff shall exercise the following powers and
6duties:
7        (1) Review applications for permits and exemptions in
8    accordance with the standards, criteria, and plans of need
9    established by the State Board under this Act and certify
10    its finding to the State Board.
11        (1.5) Post the following on the Board's web site:
12    relevant (i) rules, (ii) standards, (iii) criteria, (iv)
13    State norms, (v) references used by Board staff in making
14    determinations about whether application criteria are met,
15    and (vi) notices of project-related filings, including
16    notice of public comments related to the application.
17        (2) Charge and collect an amount determined by the
18    State Board and the staff to be reasonable fees for the
19    processing of applications by the State Board. The State
20    Board shall set the amounts by rule. Application fees for
21    continuing care retirement communities, and other health
22    care models that include regulated and unregulated
23    components, shall apply only to those components subject
24    to regulation under this Act. All fees and fines collected
25    under the provisions of this Act shall be deposited into

 

 

10400HB4757sam001- 57 -LRB104 20222 SPS 36989 a

1    the Illinois Health Facilities Planning Fund to be used
2    for the expenses of administering this Act.
3        (2.1) Publish the following reports on the State Board
4    website:
5            (A) An annual accounting, aggregated by category
6        and with names of parties redacted, of fees, fines,
7        and other revenue collected as well as expenses
8        incurred, in the administration of this Act.
9            (B) An annual report, with names of the parties
10        redacted, that summarizes all settlement agreements
11        entered into with the State Board that resolve an
12        alleged instance of noncompliance with State Board
13        requirements under this Act.
14            (C) (Blank).
15            (D) Board reports showing the degree to which an
16        application conforms to the review standards, a
17        summation of relevant public testimony, and any
18        additional information that staff wants to
19        communicate.
20        (3) Coordinate with other State agencies having
21    responsibilities affecting health care facilities,
22    including licensure and cost reporting agencies.
23        (4) Issue advisory opinions upon request. Staff
24    advisory opinions do not constitute determinations by the
25    State Board. Determinations by the State Board are made
26    through the declaratory ruling process.

 

 

10400HB4757sam001- 58 -LRB104 20222 SPS 36989 a

1    For purposes of this Section, "staff" means a person the
2State Board or the Agency employs on a full-time, part-time,
3contract, or intern basis.
4(Source: P.A. 100-681, eff. 8-3-18; 101-83, eff. 7-15-19.)
 
5    (20 ILCS 3960/13)  (from Ch. 111 1/2, par. 1163)
6    (Section scheduled to be repealed on December 31, 2029)
7    Sec. 13. Review and investigation Investigation of
8applications for permits. The State Board and State Board
9employees shall make or cause to be made such a review of all
10submitted applications or investigations as it deems necessary
11in connection with an application for a permit or exemption,
12or in connection with a determination of whether or not a
13project or transaction construction or modification that has
14been commenced is in accord with the exemption or permit
15issued by the State Board, or whether a project or transaction
16construction or modification has been commenced without a
17permit or exemption having been obtained. The State Board may
18issue subpoenas duces tecum requiring the production of
19records and may administer oaths to such witnesses.
20    Any circuit court of this State, upon the application of
21the State Board or upon the application of any proper party to
22such proceedings, may, in its discretion, compel the
23attendance of witnesses, the production of books, papers,
24records, or memoranda and the giving of testimony before the
25State Board, by a proceeding as for contempt, or otherwise, in

 

 

10400HB4757sam001- 59 -LRB104 20222 SPS 36989 a

1the same manner as production of evidence may be compelled
2before the court.
3    The State Board shall require all health facilities
4operating in this State to provide such reasonable reports at
5such times and containing such information as is needed by it
6to carry out the purposes and provisions of this Act. Prior to
7collecting information from health facilities, the State Board
8shall make reasonable efforts through a public process to
9consult with health facilities and associations that represent
10them to determine whether data and information requests will
11result in useful information for health planning, whether
12sufficient information is available from other sources, and
13whether data requested is routinely collected by health
14facilities and is available without retrospective record
15review. Data and information requests shall not impose undue
16paperwork burdens on health care facilities and personnel.
17Health facilities not complying with this requirement shall be
18reported to licensing, accrediting, certifying, or payment
19agencies as being in violation of State law. Health care
20facilities and other parties at interest shall have reasonable
21access, under rules established by the State Board, to all
22planning information submitted in accord with this Act
23pertaining to their area.
24    Among the reports to be required by the State Board are
25facility questionnaires for health care facilities licensed
26under the Ambulatory Surgical Treatment Center Act, the

 

 

10400HB4757sam001- 60 -LRB104 20222 SPS 36989 a

1Hospital Licensing Act, the Nursing Home Care Act, the ID/DD
2Community Care Act, the MC/DD Act, or the Specialized Mental
3Health Rehabilitation Act of 2013 and health care facilities
4that are required to meet the requirements of 42 CFR 494 in
5order to be certified for participation in Medicare and
6Medicaid under Titles XVIII and XIX of the federal Social
7Security Act. These questionnaires shall be conducted on an
8annual basis and compiled by the State Board. For health care
9facilities licensed under the Nursing Home Care Act or the
10Specialized Mental Health Rehabilitation Act of 2013, these
11reports shall include, but not be limited to, the
12identification of specialty services provided by the facility
13to patients, residents, and the community at large. Annual
14reports for facilities licensed under the ID/DD Community Care
15Act and facilities licensed under the MC/DD Act shall be
16different from the annual reports required of other health
17care facilities and shall be specific to those facilities
18licensed under the ID/DD Community Care Act or the MC/DD Act.
19The Health Facilities and Services Review Board shall consult
20with associations representing facilities licensed under the
21ID/DD Community Care Act and associations representing
22facilities licensed under the MC/DD Act when developing the
23information requested in these annual reports. For health care
24facilities that contain long term care beds, the reports shall
25also include the number of staffed long term care beds,
26physical capacity for long term care beds at the facility, and

 

 

10400HB4757sam001- 61 -LRB104 20222 SPS 36989 a

1long term care beds available for immediate occupancy. For
2purposes of this paragraph, "long term care beds" means beds
3(i) licensed under the Nursing Home Care Act, (ii) licensed
4under the ID/DD Community Care Act, (iii) licensed under the
5MC/DD Act, (iv) licensed under the Hospital Licensing Act, or
6(v) licensed under the Specialized Mental Health
7Rehabilitation Act of 2013 and certified as skilled nursing or
8nursing facility beds under Medicaid or Medicare.
9(Source: P.A. 100-681, eff. 8-3-18; 100-957, eff. 8-19-18;
10101-81, eff. 7-12-19.)".